Series6 Exam

The Series 6 Practice Exam consists of 100 multiple-choice questions, divided into four major sections:

Understanding Products and Their Risks (20%)
- This section covers the different types of investment products you will sell, including mutual funds, variable annuities, and insurance products. It also includes questions about the associated risks and how to manage them.
Understanding the Role of the Investment Company and Variable Contracts Representative (20%)
- This part assesses your knowledge of the responsibilities and ethical obligations of a Series 6 representative, including how to handle customer accounts and provide appropriate advice.
Regulations and Compliance (40%)
- This section focuses on the regulatory environment in which Series 6 representatives operate. It includes questions about FINRA rules, SEC regulations, and state laws that impact the sale of securities and insurance products.
Client Interactions and Recommendations (20%)
- This part tests your ability to interact with clients, make recommendations based on their needs and financial goals, and handle various scenarios you might encounter in your role.
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